Requirements
Minimum 5 years of experience in managing compliance and AML departments within the Forex and CFD brokerage industry, with experience working with multiple regulators. Bachelor's degree in Finance, Law, Business, or a related field, with a strong understanding of Forex and CFD brokerage operations, including MT5, client classification, client-money protection, best execution, trade surveillance, market-abuse risks, and legal review of contracts. CISI Compliance certifications are required; ACAMS or ICA certification is preferred. Strong analytical judgement, independence, stakeholder-management skills, and the ability to produce clear regulatory reports.
Description
Minimum 5 years of hands-on experience managing compliance and AML departments. Experience within the Forex and CFD brokerage industry, working with multiple regulators ie, CMA, FSC, FSA, FSCA ets.Strong understanding of Forex and CFD brokerage operations, including MT5, leveraged and margin trading, client classification, client-money protection, best execution, trade surveillance, and market-abuse risks.Experience in creating T&Cs, KIDs and legal review of vendor contracts and counter contracts.Bachelor's degree in Finance, Law, Business, or a related field; an advanced degree is preferred.Deep knowledge of the CMA and FSC Rulebook, UAE AML/CFT laws and guidance, KYC/EDD requirements, sanctions, and market-conduct standards.CISI UAE Financial Rules and Regulations and CISI Compliance certifications are required; ACAMS or ICA certification is preferred.Strong analytical judgement, independence, stakeholder-management skills, and the ability to produce clear regulatory reports and correspondence.Familiarity with compliance technology platforms, including screening, trade-surveillance, case-management, and regulatory-reporting systems.Professional proficiency in English, both written and spoken.In UAE