Join a high-visibility Markets Audit team where you will work directly with Front Office stakeholders and help strengthen governance and operational excellence. You will gain exposure to Market Equities and deliver audit work that drives a strong control environment.
As a Vice President in the Commercial & Investment Banking Audit team, you will lead and execute risk-based audit coverage across Market Equities and related activities. You will partner with Front Office, Technology, Data Analytics, and global Audit colleagues to assess key risks and evaluate the control environment. You will communicate insights clearly, present results to senior leaders, and help drive improvements that strengthen governance and operational resilience.
Job responsibilities
- Lead and execute audit activities (e.g., audits, regulatory validations, risk assessments), delivering high-quality work on time.
- Partner with Front Office stakeholders to understand business activities, identify key risks, and assess the control environment.
- Collaborate with global Audit colleagues and partners across Technology, Data Analytics, regional teams, and lines of business.
- Apply risk-based judgment to evaluate controls, document conclusions, and finalize audit findings and ratings.
- Communicate audit results, insights, and recommendations to senior management in clear, actionable terms.
- Monitor regulatory developments, industry trends, and emerging risks to inform audit coverage and perspectives.
- Contribute to a culture of integrity, inclusion, continuous learning, and high performance through active teamwork
Required qualifications, capabilities, and skills
- 7+ years of internal/external audit experience or relevant financial services business experience.
- Bachelor’s degree or equivalent practical experience in financial services.
- Strong project leadership and teamwork skills, with ability to manage deliverables across multiple stakeholders.
- Knowledge of internal controls and ability to assess business and technology risks.
- Strong analytical skills, including ability to identify control gaps and assess impact and root cause.
- Excellent written and verbal communication skills, including experience presenting complex issues to senior leaders.
- Self-directed and adaptable, with ability to operate effectively in a fast-paced, changing environment.
Preferred qualifications, capabilities, and skills
- Professional certification (CPA, CIA) or finance/accounting background with willingness to pursue certification.
- Experience working as part of a global team across regions and time zones.