✨ AI Summary
The Regulatory Compliance Assistant Manager will support the design, implementation, and monitoring of the organization's compliance framework, adhering to CBUAE and other regulatory authority guidelines. Key responsibilities include managing regulatory filings, staying updated on laws, developing policies, conducting compliance testing, coordinating with internal departments, supporting audits, maintaining documentation, and escalating non-compliance issues. This role requires a minimum bachelor's degree, preferably with an MBA/PG Diploma in Business Management (Finance) and 5-10 years of experience in banking, fintech, or finance companies. Professional certifications like ACAMS or CFE are preferred.
A Regulatory Compliance Assistant Manager is responsible for supporting the design, implementation, and ongoing monitoring of the organization’s compliance
framework in line with applicable regulations issued by the CBUAE and other relevant regulatory authorities.
The role involves ensuring timely regulatory filings and returns, monitoring changes in laws and guidelines, assisting in the development and review of internal policies and SOPs, conducting compliance testing and internal revie
Requirements
Education: Minimum bachelor's degree, with additional professional certifications preferred
Experience: . 5 years in Banking, Fintech or Finance Company
Certifications: . ACAMS, CFE, or other similar compliance related certifications
Domain Expertise:
Regulatory Compliance Experience
ACAMS
Knowledge of UAE Laws and Regulations GRC
Experience in managing senior management / executive stakeholders
Skills
Regulatory Compliance
CBUAE Regulations
Compliance Framework
Description
A Regulatory Compliance Assistant Manager is responsible for supporting the design, implementation, and ongoing monitoring of the organization’s compliance
framework in line with applicable regulations issued by the CBUAE and other relevant regulatory authorities.
The role involves ensuring timely regulatory filings and returns, monitoring changes in laws and guidelines, assisting in the development and review of internal policies and SOPs, conducting compliance testing and internal reviews, coordinating with internal stakeholders (risk, legal, operations, finance, etc) to ensure adherence to regulatory requirements, supporting regulatory inspections and audits, maintaining compliance trackers and documentation, and escalating potential non-compliance issues to senior management while promoting a strong culture of governance and ethical conduct across the organization.